Form 4 for DIS Walt Disney Company (The)
Accepted 2021-12-23 00:00:00 ET · period of report 2021-12-22 · accession 0001744489-21-000300 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-23 | 2021-12-22 | DIS | McCarthy Christine M | CFO, SEVP | M - OptEx | — | +857 | 165.9K | +0.5% | — |
| DM | 2021-12-23 | 2021-12-22 | DIS | McCarthy Christine M | CFO, SEVP | F - Tax | $151.04 | -857 | 165.7K | -0.5% | -$129.4K |
| DM | 2021-12-23 | 2021-12-22 | DIS | McCarthy Christine M | CFO, SEVP | M - OptEx | $0.00 | -857 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Disney Common Stock | 2021-12-22 | M | A | 646 | — | 166,353 | D | — | — | (F1) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 6,886 stock units on each December 17 of 2022 and 2023. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 2 | Common | Disney Common Stock | 2021-12-22 | F | D | 211 | $151.04 | 165,707 | D | — | — | (F5) The 211 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. |
| 3 | Common | Disney Common Stock | 2021-12-22 | F | D | 646 | $151.04 | 165,707 | D | — | — | (F3) The 646 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 4 | Common | Disney Common Stock | 2021-12-22 | M | A | 211 | — | 165,918 | D | — | — | (F4) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 5 | Derivative | Restricted Stock Unit | 2021-12-22 | M | D | 646 | $0.00 | 13,772 | D | — · — to — | 646 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F1) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 6,886 stock units on each December 17 of 2022 and 2023. |
| 6 | Derivative | Restricted Stock Unit | 2021-12-22 | M | D | 211 | $0.00 | 0 | D | — · — to 2023-12-17 | 211 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F4) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. |