Form 4 for DIS Walt Disney Company (The)
Accepted 2022-12-20 00:00:00 ET · period of report 2022-12-17 · accession 0001744489-22-000232 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-20 | 2022-12-17+ | DIS | Richardson Paul J | Sr. EVP, Chief HR Off | M - OptEx | — | +3,179 | 5,766 | +123% | — |
| DM | 2022-12-20 | 2022-12-17+ | DIS | Richardson Paul J | Sr. EVP, Chief HR Off | F - Tax | $88.92 | -1,577 | 5,276 | -23% | -$140.2K |
| DM | 2022-12-20 | 2022-12-17+ | DIS | Richardson Paul J | Sr. EVP, Chief HR Off | M - OptEx | $0.00 | -3,179 | 884 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Disney Common Stock | 2022-12-17 | M | A | 883 | — | 5,216 | D | — | — | (F1) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. The remaining 884 stock units vest on December 17, 2023. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 2 | Common | Disney Common Stock | 2022-12-17 | F | D | 438 | $89.95 | 4,778 | D | — | — | (F3) The 438 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 3 | Common | Disney Common Stock | 2022-12-19 | F | D | 649 | $87.44 | 5,935 | D | — | — | (F7) The 649 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 4 | Common | Disney Common Stock | 2022-12-17 | F | D | 490 | $89.95 | 5,276 | D | — | — | (F5) The 490 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 5 | Common | Disney Common Stock | 2022-12-19 | M | A | 1,308 | — | 6,584 | D | — | — | (F6) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 6 | Common | Disney Common Stock | 2022-12-17 | M | A | 988 | — | 5,766 | D | — | — | (F4) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. The remaining 988 stock units vest on December 17, 2023. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 7 | Derivative | Restricted Stock Unit | 2022-12-19 | M | D | 1,308 | $0.00 | 0 | D | — · — to 2022-12-19 | 1,308 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F6) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. |
| 8 | Derivative | Restricted Stock Unit | 2022-12-17 | M | D | 988 | $0.00 | 988 | D | — · — to — | 988 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F4) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. The remaining 988 stock units vest on December 17, 2023. |
| 9 | Derivative | Restricted Stock Unit | 2022-12-17 | M | D | 883 | $0.00 | 884 | D | — · — to — | 883 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F1) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. The remaining 884 stock units vest on December 17, 2023. |