Form 4 for DIS Walt Disney Company (The)
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001744489-23-000265 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-19 | 2023-12-15+ | DIS | Coleman Sonia L | Sr. EVP, Chief HR Off | F - Tax | $93.44 | -1,112 | 2,759 | -29% | -$103.9K |
| DM | 2023-12-19 | 2023-12-15+ | DIS | Coleman Sonia L | Sr. EVP, Chief HR Off | M - OptEx | — | +2,238 | 2,725 | +460% | — |
| DM | 2023-12-19 | 2023-12-15 | DIS | Coleman Sonia L | Sr. EVP, Chief HR Off | A - Grant | $0.00 | +44.4K | 11.3K | New | $0 |
| DM | 2023-12-19 | 2023-12-15+ | DIS | Coleman Sonia L | Sr. EVP, Chief HR Off | M - OptEx | $0.00 | -2,238 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Disney Common Stock | 2023-12-15 | F | D | 543 | $93.44 | 2,182 | D | — | — | (F3) The 543 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 2 | Common | Disney Common Stock | 2023-12-17 | M | A | 1,146 | — | 3,328 | D | — | — | (F4) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 3 | Common | Disney Common Stock | 2023-12-15 | M | A | 1,092 | — | 2,725 | D | — | — | (F1) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. The remaining stock units vest as to 1,092 stock units on June 15, 2024; as to 1,091 stock units on December 15, 2024; as to 1,092 stock units on June 15, 2025; and as to 1,092 stock units on December 15, 2025. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 4 | Common | Disney Common Stock | 2023-12-17 | F | D | 569 | $93.44 | 2,759 | D | — | — | (F5) The 569 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 5 | Derivative | Stock Option (Right-to-Buy) | 2023-12-15 | A | A | 33,054 | $0.00 | 33,054 | D | $93.44 · — to 2033-12-15 | 33,054 Disney Common Stock | (F7) Option was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option is scheduled to vest in three equal installments on each December 15 of 2024 through 2026. In connection with this stock option award, the reporting person also was awarded restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 39,436. |
| 6 | Derivative | Restricted Stock Unit | 2023-12-15 | M | D | 1,092 | $0.00 | 4,367 | D | — · — to — | 1,092 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F1) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. The remaining stock units vest as to 1,092 stock units on June 15, 2024; as to 1,091 stock units on December 15, 2024; as to 1,092 stock units on June 15, 2025; and as to 1,092 stock units on December 15, 2025. |
| 7 | Derivative | Restricted Stock Unit | 2023-12-15 | A | A | 11,338 | $0.00 | 11,338 | D | — · — to 2026-12-15 | 11,338 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F8) This restricted stock unit award was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 3,780 stock units on December 15, 2024; and as to 3,779 stock units on each December 15 of 2025 and 2026. |
| 8 | Derivative | Restricted Stock Unit | 2023-12-17 | M | D | 1,146 | $0.00 | 0 | D | — · — to 2023-12-17 | 1,146 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F4) Vesting of shares connected with grant under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan. |