Form 4 for BALY Bally's Corp
Accepted 2022-01-03 00:00:00 ET · period of report 2021-12-31 · accession 0001747079-22-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-03 | 2021-12-31+ | BALY | CAPP STEPHEN H | EVP, CFO | M - OptEx | $0.00 | +43.0K | 251.6K | +21% | $0 |
| DM | 2022-01-03 | 2021-12-31+ | BALY | CAPP STEPHEN H | EVP, CFO | F - Tax | $38.06 | -15.4K | 243.7K | -6% | -$587.9K |
| DM | 2022-01-03 | 2021-12-31+ | BALY | CAPP STEPHEN H | EVP, CFO | M - OptEx | $0.00 | -43.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 13,050 | $0.00 | 229,232 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | F | D | 7,576 | $38.06 | 227,855 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-31 | M | A | 6,199 | $0.00 | 235,431 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-02 | F | D | 7,871 | $38.06 | 243,719 | D | — | — | |
| 5 | Common | Common Stock | 2022-01-02 | M | A | 23,735 | $0.00 | 251,590 | D | — | — | |
| 6 | Derivative | Restricted Stock Unit | 2021-12-31 | M | D | 13,050 | $0.00 | 0 | D | — · — to — | 13,050 Common Stock | (F3) Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F4) On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively. |
| 7 | Derivative | Restricted Stock Unit | 2021-12-31 | M | D | 6,199 | $0.00 | 12,812 | D | — · — to — | 6,199 Common Stock | (F3) Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F5) On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively. |
| 8 | Derivative | Restricted Stock Unit | 2022-01-02 | M | D | 23,735 | $0.00 | 0 | D | — · — to — | 23,735 Common Stock | (F3) Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F6) On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively. |