Form 4 for BALY Bally's Corp
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-31 · accession 0001747079-23-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2022-12-31+ | BALY | Fenton Lee | CEO, Dir | F - Tax | $19.38 | -14.3K | 262.1K | -5% | -$276.9K |
| DM | 2023-01-04 | 2022-12-31+ | BALY | Fenton Lee | CEO, Dir | M - OptEx | $0.00 | +30.4K | 268.9K | +13% | $0 |
| DM | 2023-01-04 | 2022-12-31+ | BALY | Fenton Lee | CEO, Dir | M - OptEx | $0.00 | -30.4K | 6,849 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-01 | F | D | 3,219 | $19.38 | 265,704 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-31 | F | D | 11,069 | $19.38 | 262,075 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-31 | M | A | 23,549 | $0.00 | 273,144 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-01 | M | A | 6,848 | $0.00 | 268,923 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2022-12-31 | M | D | 23,549 | $0.00 | 47,099 | D | — · — to — | 23,549 Common Stock | (F3) Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F4) On October 1, 2021, the reporting person was granted 70,648 restricted stock units which will vest in three equal installments on December 31, 2022, 2023 and 2024. |
| 6 | Derivative | Restricted Stock Unit | 2023-01-01 | M | D | 6,848 | $0.00 | 6,849 | D | — · — to — | 6,848 Common Stock | (F3) Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F5) On November 5, 2021, the reporting person was granted 13,697 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024. |