Form 4 for BALY Bally's Corp
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-31 · accession 0001747079-23-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2022-12-31 | BALY | Lavan Robert M. | EVP, CFO | M - OptEx | $0.00 | +11.5K | 19.8K | +138% | $0 |
| D | 2023-01-04 | 2022-12-31 | BALY | Lavan Robert M. | EVP, CFO | F - Tax | $19.38 | -2,807 | 17.0K | -14% | -$54.4K |
| DM | 2023-01-04 | 2022-12-31 | BALY | Lavan Robert M. | EVP, CFO | M - OptEx | $0.00 | -11.5K | 3,451 | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-31 | M | A | 11,523 | $0.00 | 19,848 | D | — | — | (F1) Includes 282 shares of Bally's Corporation (the "Company") common stock acquired through the Company's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2022-12-31 | F | D | 2,807 | $19.38 | 17,041 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-12-31 | M | D | 8,072 | $0.00 | 22,241 | D | — · — to — | 8,072 Common Stock | (F4) Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F5) On March 11, 2022, the reporting person was granted 30,313 restricted stock units of which 8,072, 10,297 and 11,944 will vest on December 31, 2022, 2023 and 2024, respectively. |
| 4 | Derivative | Restricted Stock Unit | 2022-12-31 | M | D | 3,451 | $0.00 | 3,451 | D | — · — to — | 3,451 Common Stock | (F4) Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F6) On May 1, 2021, the reporting person was granted 8,627 restricted stock units of which 1,725 vested on December 31, 2021, and 3,451 will vest on December 31, 2021 and 2022. |