Form 4 for AAMI Acadian Asset Management Inc.
Accepted 2021-11-26 00:00:00 ET · period of report 2021-11-26 · accession 0001748824-21-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-26 | 2021-11-26 | AAMI | Hart Richard Jonathan | CLO | F - Tax | $30.46 | -115.0K | 45.5K | -72% | -$3.50M |
| DM | 2021-11-26 | 2021-11-26 | AAMI | Hart Richard Jonathan | CLO | M - OptEx | $10.65 | +185.0K | 170.5K | New | +$1.97M |
| DM | 2021-11-26 | 2021-11-26 | AAMI | Hart Richard Jonathan | CLO | M - OptEx | $0.00 | -185.0K | 90.0K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-26 | F | D | 78,275 | $30.46 | 92,254 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-26 | M | A | 60,000 | $12.00 | 82,261 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-26 | F | D | 36,732 | $30.46 | 45,529 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-26 | M | A | 125,000 | $10.00 | 170,529 | D | — | — | |
| 5 | Derivative | Employee Stock Option | 2021-11-26 | M | D | 125,000 | $0.00 | 375,000 | D | $10.00 · — to 2024-12-31 | 125,000 Common Stock | (F2) On April 21, 2020, the reporting person was granted an option to purchase 500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. |
| 6 | Derivative | Employee Stock Option | 2021-11-26 | M | D | 60,000 | $0.00 | 90,000 | D | $12.00 · — to 2025-02-14 | 60,000 Common Stock | (F1) On February 14, 2020, the reporting person was granted an option to purchase 150,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in five equal installments, with the first tranche vesting immediately and the following tranches vesting on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. |