Form 4 for AAMI Acadian Asset Management Inc.
Accepted 2021-11-30 00:00:00 ET · period of report 2021-11-29 · accession 0001748824-21-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-30 | 2021-11-29 | AAMI | Rana Suren | Pres, CEO, Dir | F - Tax | $30.15 | -1.06M | 421.0K | -72% | -$31.85M |
| DM | 2021-11-30 | 2021-11-29 | AAMI | Rana Suren | Pres, CEO, Dir | M - OptEx | $11.54 | +1.62M | 796.0K | New | +$18.65M |
| DM | 2021-11-30 | 2021-11-29 | AAMI | Rana Suren | Pres, CEO, Dir | M - OptEx | $11.54 | -1.62M | 1.12M | -59% | -$18.65M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-29 | F | D | 235,529 | $30.15 | 560,516 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-29 | F | D | 820,955 | $30.15 | 421,045 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-29 | M | A | 1,242,000 | $12.00 | 1,242,000 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-29 | M | A | 375,000 | $10.00 | 796,045 | D | — | — | |
| 5 | Derivative | Employee Stock Option | 2021-11-29 | M | D | 1,242,000 | $12.00 | 828,000 | D | $12.00 · — to 2024-01-20 | 1,242,000 Common Stock | (F1) On January 20, 2019, the reporting person was granted an option to purchase 2,070,000 ordinary shares of BrightSphere Investment Group plc. The option vests in five equal annual installments of 414,000 ordinary shares over a four-year period with the first tranche vesting immediately, and the following tranches vesting on each of January 20, 2020, January 20, 2021, January 20, 2022 and January 20, 2023, subject to the reporting person's continued employment with the Company. Upon a change of control of BrightSphere (as defined in the award agreement), the vesting of one tranche equal to 20% of the option shall accelerate pursuant to the terms of the award agreement. |
| 6 | Derivative | Employee Stock Option | 2021-11-29 | M | D | 375,000 | $10.00 | 1,125,000 | D | $10.00 · — to 2024-12-31 | 375,000 Common Stock | (F2) On April 21, 2020, the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. |