Form 4 for AAMI Acadian Asset Management Inc.
Accepted 2022-02-10 00:00:00 ET · period of report 2022-02-08 · accession 0001748824-22-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-10 | 2022-02-08 | AAMI | Rana Suren | Pres, CEO, Dir | F - Tax | $23.72 | -294.0K | 250.9K | -54% | -$6.97M |
| D | 2022-02-10 | 2022-02-08 | AAMI | Rana Suren | Pres, CEO, Dir | S - Sale+OE | $24.05 | -120.0K | 131.0K | -48% | -$2.89M |
| D | 2022-02-10 | 2022-02-08 | AAMI | Rana Suren | Pres, CEO, Dir | M - OptEx | $12.00 | +414.0K | 545.0K | +316% | +$4.97M |
| D | 2022-02-10 | 2022-02-08 | AAMI | Rana Suren | Pres, CEO, Dir | M - OptEx | $12.00 | -414.0K | 414.0K | -50% | -$4.97M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-08 | F | D | 294,037 | $23.72 | 250,930 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-08 | S | D | 119,963 | $24.05 | 130,967 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.14, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 3 | Common | Common Stock | 2022-02-08 | M | A | 414,000 | $12.00 | 544,967 | D | — | — | |
| 4 | Derivative | Employee Stock Option | 2022-02-08 | M | D | 414,000 | $12.00 | 414,000 | D | $12.00 · — to 2024-01-20 | 414,000 Common Stock | (F2) On January 20, 2019, the reporting person was granted an option to purchase 2,070,000 ordinary shares of BrightSphere Investment Group Inc. The option vests in five equal annual installments of 414,000 ordinary shares over a four-year period with the first tranche vesting immediately, and the following tranches vesting on each of January 20, 2020, January 20, 2021, January 20, 2022 and January 20, 2023. |