Form 4 for AAMI Acadian Asset Management Inc.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0001748824-24-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-20 | 2024-02-15 | AAMI | Hart Richard Jonathan | CLO | M - OptEx | $0.00 | +11.8K | 73.5K | +19% | $0 |
| D | 2024-02-20 | 2024-02-15 | AAMI | Hart Richard Jonathan | CLO | F - Tax | $21.95 | -3,468 | 70.0K | -5% | -$76.1K |
| D | 2024-02-20 | 2024-02-15 | AAMI | Hart Richard Jonathan | CLO | A - Grant | $0.00 | +15.7K | 30.9K | +103% | $0 |
| D | 2024-02-20 | 2024-02-15 | AAMI | Hart Richard Jonathan | CLO | M - OptEx | $0.00 | -11.8K | 15.2K | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | M | A | 11,815 | $0.00 | 73,477 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-15 | F | D | 3,468 | $21.95 | 70,009 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-02-15 | A | A | 15,699 | $0.00 | 30,907 | D | $0.00 · — to — | 15,699 Common Stock | (F1) Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. (F3) On February 15, 2024, the reporting person was granted 15,699 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2025, February 15, 2026 and February 15, 2027. |
| 4 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 11,815 | $0.00 | 15,208 | D | $0.00 · — to — | 11,815 Common Stock | (F1) Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. (F2) On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. |