Form 4 for AAMI Acadian Asset Management Inc.
Accepted 2024-11-13 00:00:00 ET · period of report 2024-11-11 · accession 0001748824-24-000050 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-13 | 2024-11-11 | AAMI | Hart Richard Jonathan | CLO | F - Tax | $29.25 | -309.2K | 225.8K | -58% | -$9.05M |
| D | 2024-11-13 | 2024-11-11 | AAMI | Hart Richard Jonathan | CLO | S - Sale+OE | $28.52 | -70.0K | 155.8K | -31% | -$2.00M |
| DM | 2024-11-13 | 2024-11-11 | AAMI | Hart Richard Jonathan | CLO | M - OptEx | $10.39 | +465.0K | 472.4K | +6,263% | +$4.83M |
| DM | 2024-11-13 | 2024-11-11 | AAMI | Hart Richard Jonathan | CLO | M - OptEx | $0.00 | -465.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-11 | F | D | 62,585 | $29.25 | 97,424 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-11 | S | D | 70,000 | $28.52 | 155,778 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $29.86, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 3 | Common | Common Stock | 2024-11-11 | F | D | 246,646 | $29.25 | 225,778 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-11 | M | A | 90,000 | $12.00 | 160,009 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-11 | M | A | 375,000 | $10.00 | 472,424 | D | — | — | |
| 6 | Derivative | Employee Stock Option | 2024-11-11 | M | D | 90,000 | $0.00 | 0 | D | $12.00 · — to 2025-02-14 | 90,000 Common Stock | (F2) On February 14, 2020, the reporting person was granted an option to purchase 150,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in five equal installments, with the first tranche vesting immediately and the following tranches vesting on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. |
| 7 | Derivative | Employee Stock Option | 2024-11-11 | M | D | 375,000 | $0.00 | 0 | D | $10.00 · — to 2024-12-31 | 375,000 Common Stock | (F3) On April 21, 2020, the reporting person was granted an option to purchase 500,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. |