Form 4 for ACTG ACACIA RESEARCH CORP
Accepted 2023-03-23 00:00:00 ET · period of report 2023-03-21 · accession 0001750000-23-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-23 | 2023-03-21 | ACTG | Booth Marc W. | Chief IP Off | A - Grant | $0.00 | +59.6K | 345.9K | +21% | $0 |
| D | 2023-03-23 | 2023-03-21 | ACTG | Booth Marc W. | Chief IP Off | A - Grant | $0.00 | +98.8K | 461.3K | +27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | ACTG Common Stock | 2023-03-21 | A | A | 59,610 | $0.00 | 345,859 | D | — | — | (F1) This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the first, second and third anniversaries of the grant date, respectively. |
| 2 | Derivative | Stock Option (Right to Buy ACTG) | 2023-03-21 | A | A | 98,796 | $0.00 | 461,296 | D | $4.27 · — to 2033-03-21 | 98,796 ACTG Common Stock | (F2) One third of the options shares will vest and be exercisable on the first, second and third anniversaries of the grant date, respectively. |