Form 4 for DOW Dow Inc.
Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-10 · accession 0001751788-22-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-14 | 2022-02-11 | DOW | Ungerleider Howard I | Pres, CFO | D - Sale to Iss | $61.09 | -3,286 | 114.2K | -3% | -$200.7K |
| D | 2022-02-14 | 2022-02-10 | DOW | Ungerleider Howard I | Pres, CFO | A - Grant | $0.00 | +11.5K | 117.5K | +11% | $0 |
| D | 2022-02-14 | 2022-02-10 | DOW | Ungerleider Howard I | Pres, CFO | A - Grant | $0.00 | +84.1K | 84.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-11 | D | D | 3,286 | $61.09 | 114,206 | D | — | — | (F2) Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. (F3) Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021. |
| 2 | Common | Common Stock | 2022-02-10 | A | A | 11,470 | $0.00 | 117,492 | D | — | — | (F1) Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. |
| 3 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-02-10 | A | A | 84,120 | $0.00 | 84,120 | D | $60.95 · — to 2032-02-10 | 84,120 Common Stock | (F4) This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. |