Form 4 for DOW Dow Inc.
Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-10 · accession 0001751788-22-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-14 | 2022-02-10 | DOW | Fitterling James R | COB, CEO, Dir | A - Grant | $0.00 | +33.0K | 129.0K | +34% | $0 |
| D | 2022-02-14 | 2022-02-11 | DOW | Fitterling James R | COB, CEO, Dir | D - Sale to Iss | $61.09 | -8,991 | 120.1K | -7% | -$549.3K |
| D | 2022-02-14 | 2022-02-10 | DOW | Fitterling James R | COB, CEO, Dir | A - Grant | $0.00 | +241.9K | 241.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-10 | A | A | 32,980 | $0.00 | 129,046 | D | — | — | (F1) Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. |
| 2 | Common | Common Stock | 2022-02-11 | D | D | 8,991 | $61.09 | 120,055 | D | — | — | (F2) Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. |
| 3 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-02-10 | A | A | 241,880 | $0.00 | 241,880 | D | $60.95 · — to 2032-02-10 | 241,880 Common Stock | (F3) This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. |