Form 4 for DOW Dow Inc.
Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-10 · accession 0001751788-22-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-14 | 2022-02-11 | DOW | Donoso Diego | Pres, Pkg, Spec Plastics | D - Sale to Iss | $61.09 | -867 | 27.0K | -3% | -$53.0K |
| DM | 2022-02-14 | 2022-02-10 | DOW | Donoso Diego | Pres, Pkg, Spec Plastics | A - Grant | $0.00 | +13.5K | 18.4K | +276% | $0 |
| D | 2022-02-14 | 2022-02-10 | DOW | Donoso Diego | Pres, Pkg, Spec Plastics | A - Grant | $0.00 | +29.6K | 29.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-11 | D | D | 867 | $61.09 | 26,978 | D | — | — | (F3) Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. (F4) Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021. |
| 2 | Common | Common Stock | 2022-02-10 | A | A | 9,457 | $0.00 | 27,845 | D | — | — | (F2) Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 25, 2022, subject to continued employment. |
| 3 | Common | Common Stock | 2022-02-10 | A | A | 4,040 | $0.00 | 18,388 | D | — | — | (F1) Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. |
| 4 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-02-10 | A | A | 29,610 | $0.00 | 29,610 | D | $60.95 · — to 2032-02-10 | 29,610 Common Stock | (F5) This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. |