Form 4 for DOW Dow Inc.
Accepted 2022-04-28 00:00:00 ET · period of report 2022-04-26 · accession 0001751788-22-000107 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-28 | 2022-04-26 | DOW | Sreeram Attiganal N | SVP, CTO | M - OptEx | $56.72 | +123.0K | 132.8K | +1,244% | +$6.97M |
| DM | 2022-04-28 | 2022-04-26 | DOW | Sreeram Attiganal N | SVP, CTO | D - Sale to Iss | $68.24 | -111.2K | 99.9K | -53% | -$7.59M |
| DM | 2022-04-28 | 2022-04-26 | DOW | Sreeram Attiganal N | SVP, CTO | M - OptEx | $0.00 | -123.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-26 | M | A | 21,697 | $54.89 | 121,575 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-26 | D | D | 19,305 | $68.21 | 102,270 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F3) The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.20 to $68.24. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-04-26 | D | D | 25,530 | $68.19 | 107,303 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F4) The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.18 to $68.25. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2022-04-26 | M | A | 17,360 | $57.67 | 124,663 | D | — | — | |
| 5 | Common | Common Stock | 2022-04-26 | D | D | 15,846 | $68.23 | 108,817 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F5) The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.22 to $68.30. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F6) Total includes previously reported restricted stock units. |
| 6 | Common | Common Stock | 2022-04-26 | D | D | 50,515 | $68.28 | 99,878 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F2) The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.25 to $68.37. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2022-04-26 | M | A | 53,333 | $61.97 | 150,393 | D | — | — | |
| 8 | Common | Common Stock | 2022-04-26 | M | A | 30,563 | $48.30 | 132,833 | D | — | — | |
| 9 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-04-26 | M | D | 21,697 | $0.00 | 0 | D | $54.89 · — to 2029-02-11 | 21,697 Common Stock | (F7) This option is fully vested and exercisable. |
| 10 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-04-26 | M | D | 30,563 | $0.00 | 30,564 | D | $48.30 · — to 2030-02-13 | 30,563 Common Stock | (F8) This option vests in three equal installments beginning on February 13, 2021. |
| 11 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-04-26 | M | D | 17,360 | $0.00 | 34,720 | D | $57.67 · — to 2031-02-11 | 17,360 Common Stock | (F9) This option vests in three equal installments beginning on February 11, 2022. |
| 12 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-04-26 | M | D | 53,333 | $0.00 | 0 | D | $61.97 · — to 2027-02-10 | 53,333 Common Stock | (F7) This option is fully vested and exercisable. |