Form 4 for DOW Dow Inc.
Accepted 2022-05-06 00:00:00 ET · period of report 2022-05-04 · accession 0001751788-22-000112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-06 | 2022-05-04 | DOW | Ungerleider Howard I | Pres, CFO | G - Gift | $0.00 | -8,064 | 106.1K | -7% | $0 |
| DMI | 2022-05-06 | 2022-05-04 | DOW | Ungerleider Howard I | Pres, CFO | G - Gift | $0.00 | -1,936 | 132.0K | -1% | $0 |
| D | 2022-05-06 | 2022-05-04 | DOW | Ungerleider Howard I | Pres, CFO | S - Sale+OE | $68.70 | -104.1K | 114.2K | -48% | -$7.15M |
| D | 2022-05-06 | 2022-05-04 | DOW | Ungerleider Howard I | Pres, CFO | M - OptEx | $32.57 | +104.1K | 218.3K | +91% | +$3.39M |
| D | 2022-05-06 | 2022-05-04 | DOW | Ungerleider Howard I | Pres, CFO | M - OptEx | $0.00 | -104.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-04 | G | D | 8,064 | $0.00 | 106,142 | D | — | — | (F3) Total includes previously reported restricted stock units. |
| 2 | Common | Common Stock | 2022-05-04 | G | A | 8,064 | $0.00 | 142,016 | I | — | — | |
| 3 | Common | Common Stock | 2022-05-04 | S | D | 104,101 | $68.70 | 114,206 | D By Trust | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F2) The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.56 to $68.96. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2022-05-04 | M | A | 104,101 | $32.57 | 218,307 | D By Trust | — | — | |
| 5 | Common | Common Stock | 2022-05-04 | G | D | 10,000 | $0.00 | 132,016 | I | — | — | |
| 6 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-05-04 | M | D | 104,101 | $0.00 | 0 | D | $32.57 · — to 2023-02-15 | 104,101 Common Stock | (F5) This option granted in February 2013, and expiring on February 15, 2023, is fully vested and exercisable. |