Form 4 for DOW Dow Inc.
Accepted 2022-05-31 00:00:00 ET · period of report 2022-05-26 · accession 0001751788-22-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-31 | 2022-05-26 | DOW | Donoso Diego | Pres, Pkg, Spec Plastics | M - OptEx | $50.07 | +16.7K | 41.0K | +69% | +$836.2K |
| D | 2022-05-31 | 2022-05-26 | DOW | Donoso Diego | Pres, Pkg, Spec Plastics | D - Sale to Iss | $68.03 | -14.2K | 26.8K | -35% | -$966.8K |
| D | 2022-05-31 | 2022-05-26 | DOW | Donoso Diego | Pres, Pkg, Spec Plastics | M - OptEx | $0.00 | -16.7K | 4,349 | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-26 | M | A | 16,700 | $50.07 | 40,973 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-26 | D | D | 14,212 | $68.03 | 26,761 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F2) The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.02 to $68.08. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F3) Total includes previously reported restricted stock units. |
| 3 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-05-26 | M | D | 16,700 | $0.00 | 4,349 | D | $50.07 · — to 2025-02-13 | 16,700 Common Stock | (F4) This option is fully vested and exercisable. |