Form 4 for DOW Dow Inc.
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-03 · accession 0001751788-23-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-07 | 2023-02-03 | DOW | Fitterling James R | COB, CEO, Dir | M - OptEx | $47.31 | +11.0K | 110.0K | +11% | +$520.3K |
| D | 2023-02-07 | 2023-02-03 | DOW | Fitterling James R | COB, CEO, Dir | D - Sale to Iss | $59.85 | -9,381 | 100.6K | -9% | -$561.5K |
| D | 2023-02-07 | 2023-02-03 | DOW | Fitterling James R | COB, CEO, Dir | M - OptEx | $0.00 | -11.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-03 | M | A | 10,998 | $47.31 | 109,978 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-03 | D | D | 9,381 | $59.85 | 100,597 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. |
| 3 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2023-02-03 | M | D | 10,998 | $0.00 | 0 | D | $47.31 · — to 2024-02-14 | 10,998 Common Stock | (F3) This option is fully vested and exercisable. |