Form 4 for DOW Dow Inc.
Accepted 2023-02-10 00:00:00 ET · period of report 2023-02-08 · accession 0001751788-23-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-10 | 2023-02-08 | DOW | Edmonds Ronald C | VP, Ctrl | G - Gift | $0.00 | -4,077 | 10.2K | -28% | $0 |
| D | 2023-02-10 | 2023-02-08 | DOW | Edmonds Ronald C | VP, Ctrl | D - Sale to Iss | $60.28 | -21.5K | 14.3K | -60% | -$1.29M |
| D | 2023-02-10 | 2023-02-08 | DOW | Edmonds Ronald C | VP, Ctrl | M - OptEx | $47.31 | +25.6K | 35.8K | +249% | +$1.21M |
| DI | 2023-02-10 | 2023-02-08 | DOW | Edmonds Ronald C | VP, Ctrl | G - Gift | $0.00 | +4,077 | 47.8K | +9% | $0 |
| D | 2023-02-10 | 2023-02-08 | DOW | Edmonds Ronald C | VP, Ctrl | M - OptEx | $0.00 | -25.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-08 | G | D | 4,077 | $0.00 | 10,242 | D | — | — | (F2) Total includes previously reported restricted stock units. |
| 2 | Common | Common Stock | 2023-02-08 | D | D | 21,474 | $60.28 | 14,319 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. |
| 3 | Common | Common Stock | 2023-02-08 | M | A | 25,551 | $47.31 | 35,793 | D By Spouse Trust | — | — | |
| 4 | Common | Common Stock | 2023-02-08 | G | A | 4,077 | $0.00 | 47,760 | I | — | — | |
| 5 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2023-02-08 | M | D | 25,551 | $0.00 | 0 | D | $47.31 · — to 2024-02-14 | 25,551 Common Stock | (F3) This option is fully vested and exercisable. |