Form 4 for DOW Dow Inc.
Accepted 2023-02-13 00:00:00 ET · period of report 2023-02-09 · accession 0001751788-23-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-13 | 2023-02-09 | DOW | Gregorio Mauro | Pres, Perf Mat, Coatings | A - Grant | $0.00 | +27.1K | 19.1K | New | $0 |
| D | 2023-02-13 | 2023-02-09 | DOW | Gregorio Mauro | Pres, Perf Mat, Coatings | A - Grant | $0.00 | +31.7K | 31.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-09 | A | A | 22,210 | $0.00 | 41,268 | D | — | — | (F2) Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 23, 2023, subject to continued employment. (F3) Total includes previously reported restricted stock units. |
| 2 | Common | Common Stock | 2023-02-09 | A | A | 4,890 | $0.00 | 19,058 | D | — | — | (F1) Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment. |
| 3 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2023-02-09 | A | A | 31,740 | $0.00 | 31,740 | D | $59.08 · — to 2033-02-09 | 31,740 Common Stock | (F4) This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes. |