Form 4 for DOW Dow Inc.
Accepted 2023-02-13 00:00:00 ET · period of report 2023-02-09 · accession 0001751788-23-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-13 | 2023-02-09 | DOW | Carter Karen S | Pres, Pkg, Spec Plastics | A - Grant | $0.00 | +5,900 | 113.3K | +5% | $0 |
| D | 2023-02-13 | 2023-02-09 | DOW | Carter Karen S | Pres, Pkg, Spec Plastics | A - Grant | $0.00 | +38.3K | 38.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-09 | A | A | 5,900 | $0.00 | 113,312 | D | — | — | (F1) Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment. (F2) Total includes previously reported restricted stock units. |
| 2 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2023-02-09 | A | A | 38,310 | $0.00 | 38,310 | D | $59.08 · — to 2033-02-09 | 38,310 Common Stock | (F3) This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes. |