Form 4 for DOW Dow Inc.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001751788-23-000068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | DOW | Palmieri Jane | Pres, Ind Interm, Infras | M - OptEx | $32.57 | +11.1K | 124.2K | +10% | +$363.0K |
| D | 2023-02-17 | 2023-02-15 | DOW | Palmieri Jane | Pres, Ind Interm, Infras | E - Exp Short | $59.76 | -7,526 | 116.6K | -6% | -$449.8K |
| D | 2023-02-17 | 2023-02-15 | DOW | Palmieri Jane | Pres, Ind Interm, Infras | M - OptEx | $0.00 | -11.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | M | A | 11,146 | $32.57 | 124,153 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-15 | E | D | 7,526 | $59.76 | 116,627 | D | — | — | (F1) Represents shares withheld by the company to satisfy the payment of the exercise price and withholding tax obligation through a net settlement on the exercise date; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. (F2) Total includes previously reported restricted stock units. |
| 3 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2023-02-15 | M | D | 11,146 | $0.00 | 0 | D | $32.57 · — to 2023-02-15 | 11,146 Common Stock | (F3) This option is fully vested and exercisable. |