Form 4 for DOW Dow Inc.
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-07 · accession 0001751788-24-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-08 | 2024-02-07 | DOW | Fitterling James R | COB, CEO, Dir | M - OptEx | $50.07 | +47.2K | 146.1K | +48% | +$2.36M |
| D | 2024-02-08 | 2024-02-07 | DOW | Fitterling James R | COB, CEO, Dir | D - Sale to Iss | $54.26 | -44.6K | 101.5K | -31% | -$2.42M |
| D | 2024-02-08 | 2024-02-07 | DOW | Fitterling James R | COB, CEO, Dir | M - OptEx | $0.00 | -47.2K | 47.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-07 | M | A | 47,200 | $50.07 | 146,112 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-07 | D | D | 44,603 | $54.26 | 101,509 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F2) The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.23 to $54.275. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F3) Total includes previously reported restricted stock units. |
| 3 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2024-02-07 | M | D | 47,200 | $0.00 | 47,195 | D | $50.07 · — to 2025-02-13 | 47,200 Common Stock | (F4) This option is fully vested and exercisable. |