Form 4 for DOW Dow Inc.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0001751788-24-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-20 | 2024-02-16 | DOW | Fitterling James R | COB, CEO, Dir | D - Sale to Iss | $55.60 | -67.2K | 131.0K | -34% | -$3.74M |
| DM | 2024-02-20 | 2024-02-16 | DOW | Fitterling James R | COB, CEO, Dir | M - OptEx | $48.87 | +72.2K | 175.5K | +70% | +$3.53M |
| D | 2024-02-20 | 2024-02-15 | DOW | Fitterling James R | COB, CEO, Dir | A - Grant | $0.00 | +40.4K | 128.3K | +46% | $0 |
| DM | 2024-02-20 | 2024-02-16 | DOW | Fitterling James R | COB, CEO, Dir | M - OptEx | $0.00 | -72.2K | 103.5K | -41% | $0 |
| D | 2024-02-20 | 2024-02-15 | DOW | Fitterling James R | COB, CEO, Dir | A - Grant | $0.00 | +271.5K | 271.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | D | D | 22,711 | $55.63 | 133,261 | D | — | — | (F2) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F4) The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.63 to $55.635. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F5) Total includes previously reported restricted stock units. |
| 2 | Common | Common Stock | 2024-02-16 | M | A | 25,000 | $46.60 | 155,972 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-16 | M | A | 47,195 | $50.07 | 175,496 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-15 | A | A | 40,380 | $0.00 | 128,301 | D | — | — | (F1) Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment. |
| 5 | Common | Common Stock | 2024-02-16 | D | D | 44,524 | $55.58 | 130,972 | D | — | — | (F2) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F3) The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.54 to $55.641. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2024-02-16 | M | D | 47,195 | $0.00 | 0 | D | $50.07 · — to 2025-02-13 | 47,195 Common Stock | (F7) This option is fully vested and exercisable. |
| 7 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2024-02-16 | M | D | 25,000 | $0.00 | 103,487 | D | $46.60 · — to 2026-02-12 | 25,000 Common Stock | (F7) This option is fully vested and exercisable. |
| 8 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2024-02-15 | A | A | 271,490 | $0.00 | 271,490 | D | $55.17 · — to 2034-02-15 | 271,490 Common Stock | (F6) This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes. |