Form 4 for DOW Dow Inc.
Accepted 2024-02-26 00:00:00 ET · period of report 2024-02-22 · accession 0001751788-24-000083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-26 | 2024-02-22 | DOW | Fitterling James R | COB, CEO, Dir | D - Sale to Iss | $55.97 | -93.7K | 138.0K | -40% | -$5.25M |
| DM | 2024-02-26 | 2024-02-22 | DOW | Fitterling James R | COB, CEO, Dir | M - OptEx | $46.60 | +103.5K | 191.5K | +118% | +$4.82M |
| DM | 2024-02-26 | 2024-02-22 | DOW | Fitterling James R | COB, CEO, Dir | M - OptEx | $0.00 | -103.5K | 53.5K | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-22 | D | D | 48,445 | $55.95 | 143,034 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F3) The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.89 to $55.95. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F4) Total includes previously reported restricted stock units. |
| 2 | Common | Common Stock | 2024-02-22 | D | D | 45,269 | $56.00 | 137,992 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F2) The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.94 to $56.025. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2024-02-22 | M | A | 50,000 | $46.60 | 183,261 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-22 | M | A | 53,487 | $46.60 | 191,479 | D | — | — | |
| 5 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2024-02-22 | M | D | 53,487 | $0.00 | 0 | D | $46.60 · — to 2026-02-12 | 53,487 Common Stock | (F5) This option is fully vested and exercisable. |
| 6 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2024-02-22 | M | D | 50,000 | $0.00 | 53,487 | D | $46.60 · — to 2026-02-12 | 50,000 Common Stock | (F5) This option is fully vested and exercisable. |