Form 4 for DOW Dow Inc.
Accepted 2024-03-06 00:00:00 ET · period of report 2024-03-04 · accession 0001751788-24-000086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-06 | 2024-03-04 | DOW | SAMPSON JOHN MAURICE | SVP | D - Sale to Iss | $57.06 | -3,536 | 101.7K | -3% | -$201.8K |
| D | 2024-03-06 | 2024-03-04 | DOW | SAMPSON JOHN MAURICE | SVP | M - OptEx | $50.07 | +3,786 | 105.2K | +4% | +$189.6K |
| D | 2024-03-06 | 2024-03-04 | DOW | SAMPSON JOHN MAURICE | SVP | M - OptEx | $0.00 | -3,786 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-04 | D | D | 3,536 | $57.06 | 101,710 | D | — | — | (F1) Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. (F2) The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.01 to $57.025. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F3) Total includes previously reported restricted stock units. |
| 2 | Common | Common Stock | 2024-03-04 | M | A | 3,786 | $50.07 | 105,246 | D | — | — | |
| 3 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2024-03-04 | M | D | 3,786 | $0.00 | 0 | D | $50.07 · — to 2025-02-13 | 3,786 Common Stock | (F4) This option is fully vested and exercisable. |