Form 4 for PEN Penumbra Inc
Accepted 2025-05-14 00:00:00 ET · period of report 2025-05-12 · accession 0001751980-25-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-14 | 2025-05-12 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale+OE | $298.55 | -900 | 65.8K | -1% | -$268.7K |
| D | 2025-05-14 | 2025-05-12 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $22.04 | +55 | 66.2K | +0.1% | +$1,212 |
| D | 2025-05-14 | 2025-05-12 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -55 | 1,943 | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-12 | S | D | 187 | $296.87 | 65,925 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $296.46 to $297.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2025-05-12 | S | D | 21 | $292.86 | 66,193 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $292.46 to $293.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2025-05-12 | M | A | 55 | $22.04 | 66,214 | D | — | — | (F1) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2025-05-12 | S | D | 303 | $300.94 | 65,314 | D | — | — | (F11) This transaction was executed in multiple trades at prices ranging from $300.66 to $301.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2025-05-12 | S | D | 43 | $299.70 | 65,617 | D | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $299.46 to $300.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2025-05-12 | S | D | 92 | $298.90 | 65,660 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $298.49 to $299.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2025-05-12 | S | D | 36 | $294.92 | 66,145 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $294.62 to $295.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 8 | Common | Common Stock | 2025-05-12 | S | D | 33 | $296.01 | 66,112 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $295.58 to $296.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 9 | Common | Common Stock | 2025-05-12 | S | D | 12 | $293.99 | 66,181 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $293.50 to $294.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 10 | Common | Common Stock | 2025-05-12 | S | D | 173 | $297.97 | 65,752 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $297.48 to $298.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 11 | Derivative | Stock Option (right to buy) | 2025-05-12 | M | D | 55 | $0.00 | 1,943 | D | $22.04 · — to 2025-08-11 | 55 Common Stock | (F12) All shares are vested and exercisable. |