Form 4 for SLNH Soluna Holdings, Inc

Accepted 2022-08-22 00:00:00 ET · period of report 2022-08-18 · accession 0001753926-22-001108 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DM	2022-08-22	2022-08-18	SLNH	Marusak Thomas J	Dir	M - OptEx	$1.11	+27.4K	262.4K	+12%	+$30.3K
DM	2022-08-22	2022-08-18	SLNH	Marusak Thomas J	Dir	M - OptEx	$0.00	-28.4K	3,125	-90%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-08-18	M	A	19,000	$1.20	253,025	D	—	—
2	Common	Common Stock	2022-08-18	M	A	8,375	$0.9	262,400	D	—	—
3	Derivative	Stock options (Right to Buy)	2022-08-18	M	D	19,000	$0.00	0	D	$1.20 · — to 2025-03-05	19,000 Common Stock	(F1) On March 5, 2015, the reporting person was granted options to purchase 19,000 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 19,000 shares of common stock were vested.
4	Derivative	Stock options (Right to Buy)	2022-08-18	M	D	9,375	$0.00	3,125	D	$0.9 · — to 2028-12-12	9,375 Common Stock	(F2) On December 12, 2018, the reporting person was granted options to purchase 12,500 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 9,375 shares of common stock were vested and options to purchase 3,125 shares of common stock remain unvested.