Form 4 for SLNH Soluna Holdings, Inc
Accepted 2022-08-22 00:00:00 ET · period of report 2022-08-18 · accession 0001753926-22-001110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-22 | 2022-08-18 | SLNH | Thomas Jessica L. | CFO, Former | F - Tax | $3.05 | -6,969 | 38.0K | -15% | -$21.3K |
| D | 2022-08-22 | 2022-08-18 | SLNH | Thomas Jessica L. | CFO, Former | M - OptEx | $0.7 | +12.5K | 45.0K | +38% | +$8,750 |
| D | 2022-08-22 | 2022-08-18 | SLNH | Thomas Jessica L. | CFO, Former | M - OptEx | $0.00 | -12.5K | 12.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-18 | F | D | 6,969 | $3.05 | 38,031 | D | — | — | (F1) Represents shares of common stock withheld by the Issuer to satisfy Ms. Thomas' tax obligation upon the exercise of 12,500 of stock options granted to Ms. Thomas. |
| 2 | Common | Common Stock | 2022-08-18 | M | A | 12,500 | $0.7 | 45,000 | D | — | — | |
| 3 | Derivative | Stock options (Right to Buy) | 2022-08-18 | M | D | 12,500 | $0.00 | 12,500 | D | $0.7 · — to 2030-07-01 | 12,500 Common Stock | (F2) On July 1, 2020, the reporting person was granted options to purchase 25,000 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 12,500 shares of common stock were vested and options to purchase 12,500 shares of common stock remain unvested. |