Form 4/A for SLNH Soluna Holdings, Inc
Accepted 2022-08-24 00:00:00 ET · period of report 2022-08-18 · accession 0001753926-22-001128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-08-24 | 2022-08-18 | SLNH | Marusak Thomas J | Dir | M - OptEx | $1.10 | +28.4K | 262.4K | +12% | +$31.2K |
| DMA | 2022-08-24 | 2022-08-18 | SLNH | Marusak Thomas J | Dir | M - OptEx | $0.00 | -28.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-18 | M | A | 19,000 | $1.20 | 253,025 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-18 | M | A | 9,375 | $0.9 | 262,400 | D | — | — | (F1) This corrects Mr. Marusak's Form 4 filed on August 22, 2022, which inadvertently reported the incorrect number of shares of common stock acquired by Mr. Marusak upon the exercise of his options due to a typographical error. The correct beneficial ownership was reported in Column 5. |
| 3 | Derivative | Stock options (Right to Buy) | 2022-08-18 | M | D | 9,375 | $0.00 | 3,125 | D | $0.9 · — to 2028-12-12 | 9,375 Common Stock | (F3) On December 12, 2018, the reporting person was granted options to purchase 12,500 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 9,375 shares of common stock were vested and options to purchase 3,125 shares of common stock remain unvested. |
| 4 | Derivative | Stock options (Right to Buy) | 2022-08-18 | M | D | 19,000 | $0.00 | 0 | D | $1.20 · — to 2025-03-05 | 19,000 Common Stock | (F2) On March 5, 2015, the reporting person was granted options to purchase 19,000 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 19,000 shares of common stock were vested. |