Form 4 for VANI Vivani Medical, Inc.
Accepted 2022-08-31 00:00:00 ET · period of report 2022-08-30 · accession 0001753926-22-001196 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-08-31 | 2022-08-30 | VANI | Mendelsohn Adam | CEO, Dir | J - Other | $0.00 | +90.6K | 90.6K | New | $0 |
| D | 2022-08-31 | 2022-08-30 | VANI | Mendelsohn Adam | CEO, Dir | J - Other | $0.00 | +3.62M | 3.62M | New | $0 |
| DM | 2022-08-31 | 2022-08-30 | VANI | Mendelsohn Adam | CEO, Dir | J - Other | $0.00 | +96.7K | 4,585 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-30 | J | A | 90,558 | $0.00 | 90,558 | I | — | — | |
| 2 | Common | Common Stock | 2022-08-30 | J | A | 3,622,015 | $0.00 | 3,622,015 | D Trusts | — | — | (F2) Represents shares of common stock held by three trusts for the benefit of the children of the Reporting Person, over which the Reporting Person and his spouse have joint voting and diapositive authority. The Reporting Person disclaims pecuniary ownership in the shares of common stock held by the three trusts. Excludes 77,331 shares of common stock held by MFE, LLC in which the Reporting Person has a 10% ownership interest and therefore a pecuniary interest in such shares, but over which the Reporting Person does not have any voting or diapositive authority. |
| 3 | Derivative | Warrant | 2022-08-30 | J | A | 31,774 | $0.00 | 31,774 | D | $3.15 · 2022-08-30 to 2023-11-26 | 31,774 Common Stock | |
| 4 | Derivative | Common Stock Option | 2022-08-30 | J | A | 60,373 | $0.00 | 60,373 | D | $3.15 · 2022-08-30 to 2028-11-13 | 60,373 Common Stock | (F4) The option vests 1/48 per month over the four years after the date of grant commencing on December 12, 2018, and the balance thereafter vests in full on the fifth anniversary of the date of grant. |
| 5 | Derivative | Warrant | 2022-08-30 | J | A | 4,585 | $0.00 | 4,585 | D | $3.15 · 2022-08-30 to 2023-12-14 | 4,585 Common Stock |