Form 4 for VANI Vivani Medical, Inc.
Accepted 2022-09-01 00:00:00 ET · period of report 2022-08-30 · accession 0001753926-22-001210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-09-01 | 2022-08-30 | VANI | Williams Gregg | Dir, 10% | J - Other | $0.00 | +7.89M | 11.64M | +211% | $0 |
| DMI | 2022-09-01 | 2022-08-30 | VANI | Williams Gregg | Dir, 10% | J - Other | $0.00 | +7.24M | 329.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-30 | J | A | 7,891,098 | $0.00 | 11,636,814 | I See footnote | — | — | (F3) After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 9,511,062 shares of common stock and warrants to purchase 7,808,405 shares of common stock owned by GW Trust, (ii) 1,212,856 shares of common stock and warrants to purchase 1,151,012 shares of common stock owned by Williams International Co. LLC (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 731,309 shares of common stock and warrants to purchase 287,753 shares of common stock owned by GST. Greg Williams has voting and dispositive power over all of these shares. |
| 2 | Derivative | Warrant | 2022-08-30 | J | A | 506,794 | $0.00 | 506,794 | I Trust | $3.15 · 2022-08-30 to 2026-12-28 | 506,794 common stock | |
| 3 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2025-03-03 | 190,650 common stock | |
| 4 | Derivative | Warrant | 2022-08-30 | J | A | 423,669 | $0.00 | 423,669 | I Trust | $3.15 · 2022-08-30 to 2023-10-23 | 423,669 common stock | |
| 5 | Derivative | Warrant | 2022-08-30 | J | A | 158,875 | $0.00 | 158,875 | I Trust | $3.15 · 2022-08-30 to 2024-03-18 | 158,875 common stock | |
| 6 | Derivative | Warrant | 2022-08-30 | J | A | 476,631 | $0.00 | 476,631 | I Trust | $3.15 · 2022-08-30 to 2024-04-15 | 476,631 common stock | |
| 7 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2024-07-02 | 190,650 common stock | |
| 8 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2024-07-31 | 190,650 common stock | |
| 9 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2024-09-03 | 190,650 common stock | |
| 10 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2024-10-01 | 190,650 common stock | |
| 11 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2024-11-04 | 190,650 common stock | |
| 12 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2024-12-03 | 190,650 common stock | |
| 13 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2025-01-02 | 190,650 common stock | |
| 14 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2025-01-31 | 190,650 common stock | |
| 15 | Derivative | Warrant | 2022-08-30 | J | A | 190,650 | $0.00 | 190,650 | I Trust | $3.15 · 2022-08-30 to 2025-04-01 | 190,650 common stock | |
| 16 | Derivative | Warrant | 2022-08-30 | J | A | 127,097 | $0.00 | 127,097 | I Trust | $3.15 · 2022-08-30 to 2025-06-03 | 127,097 common stock | |
| 17 | Derivative | Warrant | 2022-08-30 | J | A | 127,097 | $0.00 | 127,097 | I Trust | $3.15 · 2022-08-30 to 2025-07-01 | 127,097 common stock | |
| 18 | Derivative | Warrant | 2022-08-30 | J | A | 127,097 | $0.00 | 127,097 | I Trust | $3.15 · 2022-08-30 to 2025-08-31 | 127,097 common stock | |
| 19 | Derivative | Warrant | 2022-08-30 | J | A | 60,530 | $0.00 | 60,530 | I Trust | $3.15 · 2022-08-30 to 2025-10-02 | 60,530 common stock | |
| 20 | Derivative | Warrant | 2022-08-30 | J | A | 79,505 | $0.00 | 79,505 | I Trust | $3.15 · 2022-08-30 to 2025-12-07 | 79,505 common stock | |
| 21 | Derivative | Warrant | 2022-08-30 | J | A | 109,623 | $0.00 | 109,623 | I Trust | $3.15 · 2022-08-30 to 2025-12-08 | 109,623 common stock | |
| 22 | Derivative | Warrant | 2022-08-30 | J | A | 506,797 | $0.00 | 506,797 | I Trust | $3.15 · 2022-08-30 to 2026-11-29 | 506,797 common stock | |
| 23 | Derivative | Warrant | 2022-08-30 | J | A | 329,891 | $0.00 | 329,891 | I Trust | $3.15 · 2022-08-30 to 2026-10-29 | 329,891 common stock | |
| 24 | Derivative | Warrant | 2022-08-30 | J | A | 329,891 | $0.00 | 329,891 | I Trust | $3.15 · 2022-08-30 to 2026-09-29 | 329,891 common stock | |
| 25 | Derivative | Warrant | 2022-08-30 | J | A | 329,891 | $0.00 | 329,891 | I Trust | $3.15 · 2022-08-30 to 2026-08-27 | 329,891 common stock | |
| 26 | Derivative | Warrant | 2022-08-30 | J | A | 329,891 | $0.00 | 329,891 | I Trust | $3.15 · 2022-08-30 to 2026-07-23 | 329,891 common stock | |
| 27 | Derivative | Warrant | 2022-08-30 | J | A | 329,891 | $0.00 | 329,891 | I Trust | $3.15 · 2022-08-30 to 2026-06-30 | 329,891 common stock | |
| 28 | Derivative | Warrant | 2022-08-30 | J | A | 329,891 | $0.00 | 329,891 | I Trust | $3.15 · 2022-08-30 to 2026-05-24 | 329,891 common stock | |
| 29 | Derivative | Warrant | 2022-08-30 | J | A | 317,753 | $0.00 | 317,753 | I Trust | $3.15 · 2022-08-30 to 2026-02-23 | 317,753 common stock | |
| 30 | Derivative | Warrant | 2022-08-30 | J | A | 329,891 | $0.00 | 329,891 | I Trust | $3.15 · 2022-08-30 to 2026-03-31 | 329,891 common stock |