Form 4 for VANI Vivani Medical, Inc.

Accepted 2023-05-01 00:00:00 ET · period of report 2023-04-27 · accession 0001753926-23-000563 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2023-05-01	2023-04-27+	VANI	Williams Gregg	Dir, 10%	P - Purchase	$1.08	+2.04M	13.68M	+18%	+$2.20M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-04-27	P	A	408,164	$0.98	12,044,978	I See footnote	—	—	(F1) These shares were purchased from a private party at a price of $0.98 per share on April 27, 2023 (F3) Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.
2	Common	Common Stock	2023-04-28	P	A	1,632,330	$1.10	13,677,308	I See footnote	—	—	(F2) These shares were purchased from a private party at a price of $1.10 per share on April 28, 2023. (F3) Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.