Form 4 for HGBL Heritage Global Inc.
Accepted 2023-04-18 00:00:00 ET · period of report 2023-04-14 · accession 0001754074-23-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-04-18 | 2023-04-14+ | HGBL | Topline Capital Partners, LP | 10% | S - Sale | $3.01 | -174.7K | 3.62M | -5% | -$525.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-14 | S | D | 74,162 | $3.00 | 3,718,415 | D | — | — | |
| 2 | Common | Common Stock | 2023-04-17 | S | D | 55,972 | $3.02 | 3,662,443 | D | — | — | |
| 3 | Common | Common Stock | 2023-04-18 | S | D | 44,558 | $3.00 | 3,617,885 | D | — | — |