Form 4 for NVST Envista Holdings Corp
Accepted 2022-03-22 00:00:00 ET · period of report 2022-03-18 · accession 0001757073-22-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-22 | 2022-03-18+ | NVST | Yu Howard H | CFO | M - OptEx | $21.76 | +24.5K | 62.5K | +65% | +$533.9K |
| DM | 2022-03-22 | 2022-03-18+ | NVST | Yu Howard H | CFO | S - Sale+OE | $50.20 | -24.5K | 57.8K | -30% | -$1.23M |
| DM | 2022-03-22 | 2022-03-18+ | NVST | Yu Howard H | CFO | M - OptEx | $0.00 | -24.5K | 23.0K | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-18 | M | A | 7,272 | $21.76 | 65,024 | D | — | — | (F1) These Options were originally granted by Danaher and, pursuant to the terms of the Employee Matters Agreement, were adjusted into Options relating to shares of Issuer common stock in connection with the Separation. |
| 2 | Common | Common Stock | 2022-03-18 | M | A | 12,480 | $21.76 | 77,504 | D | — | — | (F1) These Options were originally granted by Danaher and, pursuant to the terms of the Employee Matters Agreement, were adjusted into Options relating to shares of Issuer common stock in connection with the Separation. |
| 3 | Common | Common Stock | 2022-03-18 | S | D | 19,752 | $50.04 | 57,752 | D | — | — | (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| 4 | Common | Common Stock | 2022-03-21 | M | A | 1,930 | $21.76 | 59,682 | D | — | — | (F1) These Options were originally granted by Danaher and, pursuant to the terms of the Employee Matters Agreement, were adjusted into Options relating to shares of Issuer common stock in connection with the Separation. |
| 5 | Common | Common Stock | 2022-03-21 | M | A | 2,856 | $21.76 | 62,538 | D | — | — | (F1) These Options were originally granted by Danaher and, pursuant to the terms of the Employee Matters Agreement, were adjusted into Options relating to shares of Issuer common stock in connection with the Separation. |
| 6 | Common | Common Stock | 2022-03-21 | S | D | 4,786 | $50.86 | 57,752 | D | — | — | (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.11 to $51.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2022-03-18 | M | D | 7,272 | $0.00 | 15,734 | D | $21.76 · — to 2029-02-24 | 7,272 Common Stock | (F1) These Options were originally granted by Danaher and, pursuant to the terms of the Employee Matters Agreement, were adjusted into Options relating to shares of Issuer common stock in connection with the Separation. (F5) This Option will vest as to 4,601 shares of Issuer common stock on February 24, 2023 and as to 4,602 shares of Issuer common stock on February 24, 2024, subject to continued service through each such date. The remainder of the Option is fully vested. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2022-03-18 | M | D | 12,480 | $0.00 | 25,864 | D | $21.76 · — to 2029-02-24 | 12,480 Common Stock | (F1) These Options were originally granted by Danaher and, pursuant to the terms of the Employee Matters Agreement, were adjusted into Options relating to shares of Issuer common stock in connection with the Separation. (F6) This Option will vest as to 7,668 shares of Issuer common stock on February 24, 2023 and as to 7,672 shares of Issuer common stock on February 24, 2024, subject to continued service through each such date. The remainder of the Option is fully vested. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2022-03-21 | M | D | 1,930 | $0.00 | 13,804 | D | $21.76 · — to 2029-02-24 | 1,930 Common Stock | (F1) These Options were originally granted by Danaher and, pursuant to the terms of the Employee Matters Agreement, were adjusted into Options relating to shares of Issuer common stock in connection with the Separation. (F5) This Option will vest as to 4,601 shares of Issuer common stock on February 24, 2023 and as to 4,602 shares of Issuer common stock on February 24, 2024, subject to continued service through each such date. The remainder of the Option is fully vested. |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2022-03-21 | M | D | 2,856 | $0.00 | 23,008 | D | $21.76 · — to 2029-02-24 | 2,856 Common Stock | (F1) These Options were originally granted by Danaher and, pursuant to the terms of the Employee Matters Agreement, were adjusted into Options relating to shares of Issuer common stock in connection with the Separation. (F6) This Option will vest as to 7,668 shares of Issuer common stock on February 24, 2023 and as to 7,672 shares of Issuer common stock on February 24, 2024, subject to continued service through each such date. The remainder of the Option is fully vested. |