Form 4 for SMCI Supermicro
Accepted 2021-07-02 00:00:00 ET · period of report 2021-06-30 · accession 0001758554-21-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2021-06-30 | SMCI | CHAN SHIU LEUNG | Dir | M - OptEx | — | +5,168 | 5,168 | New | — |
| D | 2021-07-02 | 2021-06-30 | SMCI | CHAN SHIU LEUNG | Dir | M - OptEx | $0.00 | -5,168 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-30 | M | A | 5,168 | — | 5,168 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 2 | Derivative | Restricted Stock Units | 2021-06-30 | M | D | 5,168 | $0.00 | 0 | D | — · — to — | 5,168 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F2) Restricted stock units were granted with respect to prorated service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock. |