Form 4 for SMCI Supermicro
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-10 · accession 0001758554-21-000069 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-12 | 2021-08-10 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | — | +211 | 7,290 | +3% | — |
| D | 2021-08-12 | 2021-08-10 | SMCI | KAO GEORGE | SVP, Ops | F - Tax | $38.57 | -73 | 7,217 | -1% | -$2,816 |
| D | 2021-08-12 | 2021-08-10 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | $0.00 | -211 | 1,057 | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-10 | M | A | 211 | — | 7,290 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 2 | Common | Common Stock | 2021-08-10 | F | D | 73 | $38.57 | 7,217 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-08-10 | M | D | 211 | $0.00 | 1,057 | D | — · — to — | 211 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F2) Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. |