Form 4 for SMCI Supermicro
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-03 · accession 0001758554-21-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-05 | 2021-11-03 | SMCI | Liu Liang Chiu-Chu Sara | Dir, 10% | S - Sale | $41.85 | -54.5K | 140.7K | -28% | -$2.28M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-03 | S | D | 3,030 | $43.10 | 90,149 | D | — | — | (F1) This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F4) The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.63 to $43.52, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-11-03 | S | D | 100 | $43.64 | 90,049 | D | — | — | (F1) This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 3 | Common | Common Stock | 2021-11-03 | S | D | 47,547 | $41.85 | 93,179 | D | — | — | (F1) This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F3) The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.31 to $42.25, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-11-03 | S | D | 3,814 | $40.81 | 140,726 | D | — | — | (F1) This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F2) The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $41.21, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |