Form 4 for SMCI Supermicro
Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-09 · accession 0001758554-22-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-11 | 2022-02-09+ | SMCI | TUAN SHERMAN | Dir | S - Sale+OE | $39.00 | -10.0K | 24.9K | -29% | -$390.0K |
| DM | 2022-02-11 | 2022-02-09+ | SMCI | TUAN SHERMAN | Dir | M - OptEx | $24.23 | +10.0K | 29.5K | +51% | +$242.3K |
| DM | 2022-02-11 | 2022-02-09+ | SMCI | TUAN SHERMAN | Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-10 | S | D | 4,604 | $39.00 | 24,889 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-10 | S | D | 5,000 | $39.00 | 24,889 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-10 | M | A | 5,000 | $26.60 | 29,889 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-09 | M | A | 396 | $21.86 | 25,285 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-09 | S | D | 396 | $39.00 | 24,889 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-10 | M | A | 4,604 | $21.86 | 29,493 | D | — | — | |
| 7 | Derivative | Stock Option (right to buy) | 2022-02-10 | M | D | 4,604 | $0.00 | 0 | D | $21.86 · — to 2024-02-13 | 4,604 Common Stock | (F1) This stock option is fully vested and exercisable. |
| 8 | Derivative | Stock Option (right to buy) | 2022-02-09 | M | D | 396 | $0.00 | 4,604 | D | $21.86 · — to 2024-02-13 | 396 Common Stock | (F1) This stock option is fully vested and exercisable. |
| 9 | Derivative | Stock Option (right to buy) | 2022-02-10 | M | D | 5,000 | $0.00 | 0 | D | $26.60 · — to 2027-03-01 | 5,000 Common Stock | (F1) This stock option is fully vested and exercisable. |