Form 4 for SMCI Supermicro
Accepted 2022-04-01 00:00:00 ET · period of report 2022-03-30 · accession 0001758554-22-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-04-01 | 2022-03-30 | SMCI | Liang Charles | Pres, CEO, Dir, 10% | S - Sale | $41.17 | -39.6K | 73.5K | -35% | -$1.63M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-30 | S | D | 5,328 | $42.17 | 50,693 | I By Spouse | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. (F4) The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.53, inclusive. The reporting person's spouse undertakes to provide to SuperMicro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F5) The Reporting Person does not have any further reportable beneficial ownership of shares of SMCI common stock owned by Child A and Child B that were included in the Reporting Person's prior ownership reports. |
| 2 | Common | Common Stock | 2022-03-30 | S | D | 17,449 | $41.54 | 56,021 | I By Spouse | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. (F3) The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.995 to $41.99, inclusive. The reporting person's spouse undertakes to provide to SuperMicro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-03-30 | S | D | 16,835 | $40.46 | 73,470 | I By Spouse | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. (F2) The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The reporting person's spouse undertakes to provide to SuperMicro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |