Form 4 for SMCI Supermicro
Accepted 2022-05-17 00:00:00 ET · period of report 2022-05-13 · accession 0001758554-22-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-17 | 2022-05-13 | SMCI | TUAN SHERMAN | Dir | S - Sale+OE | $51.95 | -10.0K | 24.9K | -29% | -$519.5K |
| DM | 2022-05-17 | 2022-05-13 | SMCI | TUAN SHERMAN | Dir | M - OptEx | $25.88 | +10.0K | 34.9K | +40% | +$258.8K |
| DM | 2022-05-17 | 2022-05-13 | SMCI | TUAN SHERMAN | Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-13 | S | D | 10,000 | $51.95 | 24,889 | D | — | — | (F1) The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.52 to $52.22, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-05-13 | M | A | 5,000 | $31.38 | 29,889 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-13 | M | A | 5,000 | $20.37 | 34,889 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2022-05-13 | M | D | 5,000 | $0.00 | 0 | D | $20.37 · — to 2030-03-27 | 5,000 Common Stock | (F2) This stock option is fully vested and exercisable. |
| 5 | Derivative | Stock Option (right to buy) | 2022-05-13 | M | D | 5,000 | $0.00 | 0 | D | $31.38 · — to 2026-03-08 | 5,000 Common Stock | (F2) This stock option is fully vested and exercisable. |