Form 4 for SMCI Supermicro
Accepted 2022-08-12 00:00:00 ET · period of report 2022-08-10 · accession 0001758554-22-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-12 | 2022-08-10 | SMCI | KAO GEORGE | SVP, Ops | F - Tax | $63.73 | -127 | 8,323 | -2% | -$8,094 |
| DM | 2022-08-12 | 2022-08-10 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | — | +364 | 8,397 | +5% | — |
| DM | 2022-08-12 | 2022-08-10 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | $0.00 | -364 | 212 | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-10 | F | D | 53 | $63.73 | 8,422 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-10 | M | A | 152 | — | 8,475 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 3 | Common | Common Stock | 2022-08-10 | M | A | 212 | — | 8,397 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 4 | Common | Common Stock | 2022-08-10 | F | D | 74 | $63.73 | 8,323 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-08-10 | M | D | 152 | $0.00 | 1,368 | D | — · — to — | 152 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F3) Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-08-10 | M | D | 212 | $0.00 | 212 | D | — · — to — | 212 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F2) Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. |