Form 4 for SMCI Supermicro
Accepted 2023-03-28 00:00:00 ET · period of report 2023-03-25 · accession 0001758554-23-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-28 | 2023-03-25 | SMCI | Liu Liang Chiu-Chu Sara | Dir, 10% | M - OptEx | — | +750 | 3,868 | +24% | — |
| D | 2023-03-28 | 2023-03-25 | SMCI | Liu Liang Chiu-Chu Sara | Dir, 10% | F - Tax | $110.83 | -273 | 3,595 | -7% | -$30.3K |
| D | 2023-03-28 | 2023-03-25 | SMCI | Liu Liang Chiu-Chu Sara | Dir, 10% | M - OptEx | $0.00 | -750 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-25 | M | A | 750 | — | 3,868 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 2 | Common | Common Stock | 2023-03-25 | F | D | 273 | $110.83 | 3,595 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-03-25 | M | D | 750 | $0.00 | 0 | D | — · — to — | 750 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F2) Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. |