Form 4 for SMCI Supermicro
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0001758554-23-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-12 | 2023-05-10 | SMCI | WEIGAND DAVID E | SVP, CFO | F - Tax | $134.28 | -829 | 10.2K | -8% | -$111.3K |
| DM | 2023-05-12 | 2023-05-10 | SMCI | WEIGAND DAVID E | SVP, CFO | M - OptEx | — | +2,393 | 10.3K | +30% | — |
| DM | 2023-05-12 | 2023-05-10 | SMCI | WEIGAND DAVID E | SVP, CFO | M - OptEx | $0.00 | -2,393 | 900 | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-10 | F | D | 371 | $134.28 | 11,600 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-10 | F | D | 380 | $134.28 | 10,901 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-10 | M | A | 1,098 | — | 11,281 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 4 | Common | Common Stock | 2023-05-10 | F | D | 78 | $134.28 | 10,183 | D | — | — | |
| 5 | Common | Common Stock | 2023-05-10 | M | A | 1,070 | — | 11,971 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 6 | Common | Common Stock | 2023-05-10 | M | A | 225 | — | 10,261 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 7 | Derivative | Restricted Stock Units | 2023-05-10 | M | D | 1,098 | $0.00 | 4,393 | D | — · — to — | 1,098 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F3) Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| 8 | Derivative | Restricted Stock Units | 2023-05-10 | M | D | 1,070 | $0.00 | 3,210 | D | — · — to — | 1,070 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F4) Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| 9 | Derivative | Restricted Stock Units | 2023-05-10 | M | D | 225 | $0.00 | 900 | D | — · — to — | 225 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F2) Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |