Form 4 for SMCI Supermicro
Accepted 2023-06-01 00:00:00 ET · period of report 2023-05-30 · accession 0001758554-23-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-01 | 2023-05-30 | SMCI | CLEGG DON W | SVP, Worldwide Sales | M - OptEx | $25.20 | +8,000 | 11.9K | +203% | +$201.6K |
| DM | 2023-06-01 | 2023-05-30 | SMCI | CLEGG DON W | SVP, Worldwide Sales | S - Sale+OE | $232.28 | -16.5K | 1,435 | -92% | -$3.84M |
| DM | 2023-06-01 | 2023-05-30 | SMCI | CLEGG DON W | SVP, Worldwide Sales | M - OptEx | $0.00 | -8,000 | 2,000 | -80% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-30 | M | A | 6,000 | $26.75 | 17,949 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-30 | S | D | 6,390 | $232.17 | 3,559 | D | — | — | (F2) The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $231.63 to $232.60, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-05-30 | M | A | 2,000 | $20.54 | 11,949 | D | — | — | |
| 4 | Common | Common Stock | 2023-05-30 | S | D | 8,000 | $232.22 | 9,949 | D | — | — | (F1) The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $232.08 to $232.53, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-05-30 | S | D | 2,124 | $232.80 | 1,435 | D | — | — | (F3) The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $232.63 to $233.18, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-05-30 | M | D | 6,000 | $0.00 | 0 | D | $26.75 · — to 2024-08-04 | 6,000 Common Stock | (F4) This stock option is fully vested and exercisable. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-05-30 | M | D | 2,000 | $0.00 | 2,000 | D | $20.54 · — to 2026-08-03 | 2,000 Common Stock | (F4) This stock option is fully vested and exercisable. |