Form 4 for SMCI Supermicro
Accepted 2023-07-05 00:00:00 ET · period of report 2023-06-30 · accession 0001758554-23-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-05 | 2023-06-30 | SMCI | TUAN SHERMAN | Dir | M - OptEx | — | +3,917 | 28.6K | +16% | — |
| D | 2023-07-05 | 2023-06-30 | SMCI | TUAN SHERMAN | Dir | M - OptEx | $0.00 | -3,917 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | M | A | 3,917 | — | 28,613 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 2 | Derivative | Restricted Stock Units | 2023-06-30 | M | D | 3,917 | $0.00 | 0 | D | — · — to — | 3,917 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F2) Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units fully vested on June 30, 2023. Vested units are settled in shares of common stock. |