Form 4 for SMCI Supermicro
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0001758554-23-000107 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-05 | 2023-08-31 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | $13.00 | +2,968 | 10.6K | +39% | +$38.6K |
| D | 2023-09-05 | 2023-08-31 | SMCI | KAO GEORGE | SVP, Ops | S - Sale+OE | $280.79 | -2,968 | 7,590 | -28% | -$833.4K |
| D | 2023-09-05 | 2023-08-31 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | $0.00 | -2,968 | 2,972 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-31 | M | A | 2,968 | $13.00 | 10,558 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-31 | S | D | 2,968 | $280.79 | 7,590 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-08-31 | M | D | 2,968 | $0.00 | 2,972 | D | $13.00 · — to 2028-10-30 | 2,968 Common Stock | (F1) This stock option is fully vested and exercisable. |