Form 4 for SMCI Supermicro
Accepted 2024-01-31 00:00:00 ET · period of report 2024-01-29 · accession 0001758554-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-01-31 | 2024-01-29 | SMCI | Liang Charles | Pres, CEO, Dir, 10% | M - OptEx | $38.26 | +962 | 3,676 | +35% | +$36.8K |
| DI | 2024-01-31 | 2024-01-29 | SMCI | Liang Charles | Pres, CEO, Dir, 10% | S - Sale+OE | $476.10 | -962 | 2,714 | -26% | -$458.0K |
| DMI | 2024-01-31 | 2024-01-29 | SMCI | Liang Charles | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -962 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-29 | M | A | 524 | $42.35 | 3,238 | I By Spouse | — | — | |
| 2 | Common | Common Stock | 2024-01-29 | M | A | 438 | $33.36 | 3,676 | I By Spouse | — | — | |
| 3 | Common | Common Stock | 2024-01-29 | S | D | 962 | $476.10 | 2,714 | I By Spouse | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2024-01-29 | M | D | 524 | $0.00 | 2,623 | I By Spouse | $42.35 · — to 2026-04-27 | 524 Common Stock | (F2) Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-01-29 | M | D | 438 | $0.00 | 0 | I By Spouse | $33.36 · — to 2025-08-04 | 438 Common Stock | (F3) This stock option is fully vested and exercisable. |