Form 4 for SMCI Supermicro
Accepted 2024-02-07 00:00:00 ET · period of report 2024-02-05 · accession 0001758554-24-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-07 | 2024-02-05 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | $23.74 | +4,200 | 11.5K | +58% | +$99.7K |
| D | 2024-02-07 | 2024-02-05 | SMCI | KAO GEORGE | SVP, Ops | S - Sale+OE | $649.85 | -1,608 | 9,852 | -14% | -$1.04M |
| D | 2024-02-07 | 2024-02-05 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | $0.00 | -4,200 | 1,210 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-05 | M | A | 4,200 | $23.74 | 11,460 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-05 | S | D | 1,608 | $649.85 | 9,852 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2024-02-05 | M | D | 4,200 | $0.00 | 1,210 | D | $23.74 · — to 2030-10-27 | 4,200 Common Stock | (F1) Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on October 27, 2020, and 1/16th at the end of each successive calendar quarter thereafter. |